• Mon - Friday: 9.00 am to 6.00 pm.

FCA Archives - Pragmatic Compliance

23
Sep

FCA ICAAP reviews and subsequent Individual Capital Guidance

The FCA has, today, issued a Dear CEO letter to IFPRU firms alerting them to the fact that their FCA ICAAP may be requested for detailed inspection. For some firms this will not be news as the process has already commenced, ICAAPs have been subjected to FCA review and the Supervisory Review and Evaluation Process

Read MoreBy admin0 comment
11
Feb

What is the FCA’s “Project Innovate” And How Can It Help The Nascent Fintech Sector.

In this article brought to you by Pragmatic Compliance we’re going to first succinctly explain what precisely Project Innovate is, the elements it contains, and how it aims to help finance start-ups as well as established finance companies. We’re then going to briefly outline some of the developments that Project Innovate has in the pipeline

Read MoreBy admin0 comment

Pragmatic Compliance Solutions is a trading name of Trading Claims Limited | Company No. 04514855 | Website by Bulldog