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Compliance Consultant Specialists

with a totally new approach to compliance consulting

No one company can offer the best most cost-effective solution to every compliance requirement so Pragmatic Compliance Consultants have researched the available resource in the marketplace and found different suppliers for each potential service offering. We would be pleased to introduce you to our suggested professional provider. The service is free to clients. Pragmatic Compliance Consultant London is funded by small introductory fees from the service provider.

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We have a professional team ready to respond to your requirements.

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Experienced Compliance Consulting services in London

Firms and individuals can only conduct regulated financial activities in the UK if they are authorised by the Financial Conduct Authority. Let us introduce you to compliance consultants that have been getting firms authorised for over twenty years and have yet to have their first failure.

Pragmatic Compliance Consultant London approach compliance in a totally different new way. No one firm can offer the best solution for every compliance problem, most having specialist areas of expertise.

Whether you have an urgent requirement because of FCA authorisation pressure or whether you just feel that, with all the new legislation being implemented, that you would just like some guidance, Pragmatic Compliance Consultants has the service offering for you.

Whether you need a full check up across the whole spectrum of compliance or you just need a ‘Treating Customers Fairly’ review or a ‘Client Money review’ we know where the best service offering is available.

Financial Technology firms bring a new series of problems to regulations and getting a Fin Tech firm authorised by the FCA requires a different set of skills compared to a more traditionally structured firm, something we can provide. For more information, contact us today.

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We cover all types of compliance consulting

Compliance health check
FCA financial returns (GABRIEL)
FCA authorisation
Compliance manuals
SEF and FATCA advice

Ongoing compliance consultants support
Trade and Transaction reporting
MiFID II gap analysis. Be prepared for the new requirements on 3rd January 2018

AIFMD – Authorisation and ongoing compliance
Financial audits
Monitoring programmes
Compliance documentation

 Pragmatic can introduce you to a compliance consultant who has a department specialising in this type of authorisation. They have made applications in CFD brokers, corporate finance firms, MTFs, OTFs, spread betters, fund managers, portfolio managers. E-money Institutions, peer to peer lending, algorithmic trading, mirror trading and sports betting. Listen to the problems these applications have had and how they were resolved before making your application. Does your firm need authorisation? Pragmatic Compliance Consultant London help can take the form of a complete application, with all processes completed by the compliance consultancy, to just a few moments of free advice, which may well save you months of trying to resolve FCA questions. Just contact us and we will put you in touch.

Compliance consulting, with a smile

“We needed a number of compliance manuals and documentation, including some consultancy along the way. Choosing Pragmatic has paid off massively as they went through every step with us efficiently and clearly."

Jake, Operations Director

“A friendly and incredibly helpful service! Pragmatic met all our requirements and were not scared to suggest extra help going through the process of creating monitoring programmes. I highly recommend the Pragmatic team"  

Julia, Head of Operations

“Pragmatic Compliance have been great support to our business through the FCA approval process. They saved us time and money gaining FCA approval and our business has thoroughly beneficial from their services"

Mike, CEO and Co-Founder

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MiFID 11 or Brexit, which is the bigger compliance problem?

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FCA ICAAP reviews and subsequent Individual Capital Guidance

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